Xun Yu Zhou

Orcid: 0000-0001-9908-5697

According to our database1, Xun Yu Zhou authored at least 96 papers between 1994 and 2024.

Collaborative distances:

Timeline

Legend:

Book 
In proceedings 
Article 
PhD thesis 
Dataset
Other 

Links

On csauthors.net:

Bibliography

2024
Logarithmic Regret Bounds for Continuous-Time Average-Reward Markov Decision Processes.
SIAM J. Control. Optim., 2024

Regret of exploratory policy improvement and <i>q</i>-learning.
CoRR, 2024

Reward-Directed Score-Based Diffusion Models via q-Learning.
CoRR, 2024

Sublinear Regret for An Actor-Critic Algorithm in Continuous-Time Linear-Quadratic Reinforcement Learning.
CoRR, 2024

Reinforcement Learning for Jump-Diffusions.
CoRR, 2024

2023
Choquet Regularization for Continuous-Time Reinforcement Learning.
SIAM J. Control. Optim., October, 2023

A Casino Gambling Model Under Cumulative Prospect Theory: Analysis and Algorithm.
Manag. Sci., April, 2023

Beta and Coskewness Pricing: Perspective from Probability Weighting.
Oper. Res., March, 2023

q-Learning in Continuous Time.
J. Mach. Learn. Res., 2023

Learning Merton's Strategies in an Incomplete Market: Recursive Entropy Regularization and Biased Gaussian Exploration.
CoRR, 2023

2022
Exploratory HJB Equations and Their Convergence.
SIAM J. Control. Optim., 2022

State-Dependent Temperature Control for Langevin Diffusions.
SIAM J. Control. Optim., 2022

Distributionally Robust Mean-Variance Portfolio Selection with Wasserstein Distances.
Manag. Sci., 2022

Policy Gradient and Actor-Critic Learning in Continuous Time and Space: Theory and Algorithms.
J. Mach. Learn. Res., 2022

Policy Evaluation and Temporal-Difference Learning in Continuous Time and Space: A Martingale Approach.
J. Mach. Learn. Res., 2022

Asset selection via correlation blockmodel clustering.
Expert Syst. Appl., 2022

Variable Clustering via Distributionally Robust Nodewise Regression.
CoRR, 2022

Square-root regret bounds for continuous-time episodic Markov decision processes.
CoRR, 2022

Choquet regularization for reinforcement learning.
CoRR, 2022

Achieving Mean-Variance Efficiency by Continuous-Time Reinforcement Learning.
Proceedings of the 3rd ACM International Conference on AI in Finance, 2022

2021
Failure of Smooth Pasting Principle and Nonexistence of Equilibrium Stopping Rules under Time-Inconsistency.
SIAM J. Control. Optim., 2021

2020
Predictable Forward Performance Processes: The Binomial Case.
SIAM J. Control. Optim., 2020

Reinforcement Learning in Continuous Time and Space: A Stochastic Control Approach.
J. Mach. Learn. Res., 2020

Weighted discounting - On group diversity, time-inconsistency, and consequences for investment.
J. Econ. Theory, 2020

2019
Optimal Exit Time from Casino Gambling: Strategies of Precommitted and Naive Gamblers.
SIAM J. Control. Optim., 2019

Large scale continuous-time mean-variance portfolio allocation via reinforcement learning.
CoRR, 2019

Continuous-Time Mean-Variance Portfolio Optimization via Reinforcement Learning.
CoRR, 2019

2017
Rank-Dependent Utility and Risk Taking in Complete Markets.
SIAM J. Financial Math., 2017

Time-Inconsistent Stochastic Linear-Quadratic Control: Characterization and Uniqueness of Equilibrium.
SIAM J. Control. Optim., 2017

Technical Note - Path-Dependent and Randomized Strategies in Barberis' Casino Gambling Model.
Oper. Res., 2017

2015
Dynamic Portfolio Choice When Risk Is Measured by Weighted VaR.
Math. Oper. Res., 2015

2013
Existence of Solutions to a Class of Indefinite Stochastic Riccati Equations.
SIAM J. Control. Optim., 2013

2012
Time-Inconsistent Stochastic Linear-Quadratic Control.
SIAM J. Control. Optim., 2012

2011
Portfolio Choice Under Cumulative Prospect Theory: An Analytical Treatment.
Manag. Sci., 2011

2010
Continuous-Time Markowitz's Model with Transaction Costs.
SIAM J. Financial Math., 2010

Erratum: "A Corrected Proof of the Stochastic Verification Theorem within the Framework of Viscosity Solutions".
SIAM J. Control. Optim., 2010

2009
Valuation of Stock Loans with Regime Switching.
SIAM J. Control. Optim., 2009

Optimal Switching over Multiple Regimes.
SIAM J. Control. Optim., 2009

2008
Optimal Consumption in a Growth Model with the Cobb--Douglas Production Function.
SIAM J. Control. Optim., 2008

Continuous-time behavioral portfolio selection.
Proceedings of the 47th IEEE Conference on Decision and Control, 2008

2007
Mean-Variance Portfolio Selection under Partial Information.
SIAM J. Control. Optim., 2007

2006
Tracking a Financial Benchmark Using a Few Assets.
Oper. Res., 2006

A maximum principle for stochastic optimal control with terminal state constraints, and its applications.
Commun. Inf. Syst., 2006

2005
A new risk-sensitive maximum principle.
IEEE Trans. Autom. Control., 2005

Constrained Stochastic LQ Control with Random Coefficients, and Application to Portfolio Selection.
SIAM J. Control. Optim., 2005

Stochastic Control for Linear Systems Driven by Fractional Noises.
SIAM J. Control. Optim., 2005

A Corrected Proof of the Stochastic Verification Theorem within the Framework of Viscosity Solutions.
SIAM J. Control. Optim., 2005

Near-optimal controls of random-switching LQ problems with indefinite control weight costs.
Autom., 2005

2004
Markowitz's mean-variance portfolio selection with regime switching: from discrete-time models to their continuous-time limits.
IEEE Trans. Autom. Control., 2004

Stochastic Linear-Quadratic Control via Primal-Dual Semidefinite Programming.
SIAM Rev., 2004

Stochastic Linear-Quadratic Control with Conic Control Constraints on an Infinite Time Horizon.
SIAM J. Control. Optim., 2004

Minimax portfolio optimization: empirical numerical study.
J. Oper. Res. Soc., 2004

Mean-risk portfolio selection models in continuous time.
Proceedings of the 43rd IEEE Conference on Decision and Control, 2004

2003
Markowitz's Mean-Variance Portfolio Selection with Regime Switching: A Continuous-Time Model.
SIAM J. Control. Optim., 2003

Indefinite Stochastic Riccati Equations.
SIAM J. Control. Optim., 2003

A Diffusion Model for Optimal Dividend Distribution for a Company with Constraints on Risk Control.
SIAM J. Control. Optim., 2003

Indefinite Stochastic Linear Quadratic Control with Markovian Jumps in Infinite Time Horizon.
J. Glob. Optim., 2003

Multiple-objective risk-sensitive control and its small noise limit.
Autom., 2003

A maximum principle for risk-sensitive control.
Proceedings of the 42nd IEEE Conference on Decision and Control, 2003

Continuous-time mean-variance portfolio choice with no-bankruptcy constraint.
Proceedings of the 42nd IEEE Conference on Decision and Control, 2003

2002
Characterizing all optimal controls for an indefinite stochastic linear quadratic control problem.
IEEE Trans. Autom. Control., 2002

Indefinite Stochastic Linear Quadratic Control and Generalized Differential Riccati Equation.
SIAM J. Control. Optim., 2002

Dynamic Mean-Variance Portfolio Selection with No-Shorting Constraints.
SIAM J. Control. Optim., 2002

Mean-Variance Portfolio Selection with Random Parameters in a Complete Market.
Math. Oper. Res., 2002

Indefinite stochastic LQ controls with Markovian jumps in a finite time horizon.
Commun. Inf. Syst., 2002

Continuous-time mean-variance portfolio selection with regime switching.
Proceedings of the 41st IEEE Conference on Decision and Control, 2002

2001
A primal-dual semi-definite programming approach to linear quadratic control.
IEEE Trans. Autom. Control., 2001

Solvability and asymptotic behavior of generalized Riccati equations arising in indefinite stochastic LQ controls.
IEEE Trans. Autom. Control., 2001

Risk-sensitive control with HARA utility.
IEEE Trans. Autom. Control., 2001

Stochastic Linear-Quadratic Control via Semidefinite Programming.
SIAM J. Control. Optim., 2001

Stochastic Frequency Characteristics.
SIAM J. Control. Optim., 2001

Linear-Quadratic Control of Backward Stochastic Differential Equations.
SIAM J. Control. Optim., 2001

Frequency domain approach for stochastic systems.
Proceedings of the 40th IEEE Conference on Decision and Control, 2001

Discrete-time indefinite LQ control with state and control dependent noises.
Proceedings of the 40th IEEE Conference on Decision and Control, 2001

Mean-variance portfolio selection via LQ optimal control.
Proceedings of the 40th IEEE Conference on Decision and Control, 2001

Indefinite stochastic LQ control with jumps.
Proceedings of the 40th IEEE Conference on Decision and Control, 2001

An optimization model for a company with constraints on risk control.
Proceedings of the 40th IEEE Conference on Decision and Control, 2001

Optimal risk control and dividend distribution for a financial corporation with policy constraints.
Proceedings of the 40th IEEE Conference on Decision and Control, 2001

2000
Stability of real-time lot-scheduling and machine replacement policies with quality levels.
IEEE Trans. Autom. Control., 2000

Linear matrix inequalities, Riccati equations, and indefinite stochastic linear quadratic controls.
IEEE Trans. Autom. Control., 2000

Optimal feedback controls in deterministic two-machine flowshops with finite buffers.
IEEE Trans. Autom. Control., 2000

Relationship Between Backward Stochastic Differential Equations and Stochastic Controls: A Linear-Quadratic Approach.
SIAM J. Control. Optim., 2000

Stochastic Linear Quadratic Regulators with Indefinite Control Weight Costs. II.
SIAM J. Control. Optim., 2000

Optimal control of backward stochastic differential equations: The linear-quadratic case.
Proceedings of the 39th IEEE Conference on Decision and Control, 2000

Optimal control with HARA utility functions.
Proceedings of the 39th IEEE Conference on Decision and Control, 2000

1999
Stochastic optimal LQR control with integral quadratic constraints and indefinite control weights.
IEEE Trans. Autom. Control., 1999

Approximating an Optimal Production Policy in a Continuous Flow Line: Recurrence and Asymptotic Properties.
Oper. Res., 1999

1998
Explicit Efficient Frontier of a Continuous-Time Mean Variance Portfolio Selection Problem.
Proceedings of the Control of Distributed Parameter and Stochastic Systems, 1998

On LQG Control of Linear Stochastic Systems with Control Dependent Noise.
Proceedings of the Control of Distributed Parameter and Stochastic Systems, 1998

1997
Circulant Preconditioners for Markov-Modulated Poisson Processes and Their Applications to Manufacturing Systems.
SIAM J. Matrix Anal. Appl., April, 1997

Hierarchical production controls in a stochastic two-machine flowshop with a finite internal buffer.
IEEE Trans. Robotics Autom., 1997

Computational Evaluation of Hierarchical Production Control Policies for Stochastic Manufacturing Systems.
Oper. Res., 1997

1996
Sufficient conditions of optimality for stochastic systems with controllable diffusions.
IEEE Trans. Autom. Control., 1996

Optimal feedback controls in deterministic dynamic two-machine flowshops.
Oper. Res. Lett., 1996

Deterministic Near-Optimal Controls. Part II: Dynamic Programming and Viscosity Solution Approach.
Math. Oper. Res., 1996

1994
Stochastic dynamic job shops and hierarchical production planning.
IEEE Trans. Autom. Control., 1994


  Loading...